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Quality Management: My System is Set Up -- Now What?
Webcast

Quality Management: My System is Set Up -- Now What?

The deadline for finalizing the design and the implementation of your firm’s system of quality management has passed. Review the remaining requirements of SQMS No. 1 and what’s in store for your system.

$89 - $109
Do you have an AICPA or CIMA membership? Log in to apply your member discount.

Format

Webcast

Date

Feb 03, 2026

NASBA Field of Study

Auditing

Level

Intermediate

CPE Credits

2

Instructor

Jeanne Dee, Joe Lynch , Mike Brand

Availability

Product Number

WC5188581

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 Business & partner 
Product Details

With the design and implementation of your firm’s system of quality management complete, the firm now focuses on operating, maintaining, and continuously improving that system.

This webcast explores the ongoing post-implementation requirements of SQMS No. 1, including:

  • Understanding engagement performance responsibilities
  • Performing and documenting monitoring activities
  • Identifying and evaluating findings and deficiencies
  • Implementing, evaluating, and tracking remediation
  • Conducting the required annual evaluation of the system and periodic performance evaluations of those assigned ultimate and operational responsibility for the system

Learn how to keep your firm’s system responsive, current, and effective in maintaining and promoting quality.

PCPS members save 20%:

A promo code is required during checkout to receive the discounted price. Promo codes and other PCPS discount information can be found here

Key Topics

  • Additional ongoing requirements of SQMS NO. 1
  • Monitoring and remediation requirements
  • Identifying, evaluating, and responding to findings and deficiencies
  • The required annual evaluation of the system of quality management
  • Evaluating the performance of those with responsibilities
  • Considerations for firms in a network
  • Sole practitioner and small firm guidance

Learning Outcomes

  • Determine the requirements of SQMS No. 1 that apply to the firm’s fully designed and implemented system of quality management.
  • Recall the importance of the monitoring and remediation process and ways to design, perform, and improve through its application.
  • Recognize the responsibilities of professional staff for the established system of quality management.
  • Compare the application of requirements for sole proprietors and for firms with additional professionals.

Who Will Benefit

  • Sole proprietors of audit and assurance firms
  • Responsible partners and staff at small- and medium-sized audit and assurance firms
Credit Info
CPE Credits
2
NASBA Field of Study
Auditing
Level
Intermediate
Prerequisites
'- General understanding of the participant’s firm’s system of quality management. - Familiarity with SQMS No. 1 (QM section 10).
Access
This is a digital product. With full paid access the content will be available to you for 3 months after purchase date.
Duration
2 hrs
For more information, please refer to CPE requirements and NASBA sponsorship information
Pricing
Do you have an AICPA or CIMA membership? Log in to apply your member discount.
Nonmembers
$109.00
AICPA Members
$89.00
CIMA Members
$89.00

Group ordering for your team

2 to 5 registrants

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Start order

6+ registrants

We can help with group discounts. Email client.support@aicpa-cima.com
US customers call 1-800-634-6780 (option 1)

Contact us
Speakers
Jeanne Dee
CPA, CGMA
Jeanne is a partner in audit and assurance where she specializes in audits of financial statements for not-for-profit organizations, government entities, employee benefit plans and closely held businesses. She is the practice leader for the Not-for-Profit Group at Anders. Jeanne enjoys working with business owners, executive directors and board members to help them better understand the financial reporting process. As a leader on standards and regulations of the accountancy profession at the local, state and national level, Jeanne is knowledgeable and skilled in researching accounting principles and new or changing audit standards and is a frequent author and speaker on these topics.
Joe Lynch
Joe has over 25 years of experience in technology, audit, and audit quality compliance with a focus on technology. At JGA, Joe is the IT Audit Advisory Services Leader and works with internal auditors, public and private companies, and regional and national mid-market public accounting firms to implement and to integrate technology into financial processes and improve the audit integration of engagement teams performing integrated audits and service organization reports. He also provides critical input to IT-specific requirements related to new QC standards implementation. As an Information Systems Inspection Leader for over 6 years at the PCAOB, he conducted inspections of QC and global issuer audits at large firms in the US as well as foreign affiliate firms, focusing on examining quality control and the design and implementation of audit work over IT and service organizations in integrated audits. Joe also has over 8 years of experience supporting financial service industry audit teams as a managing director at KPMG. In addition, his experience includes, over 6 years of active-duty service in the US Air Force and directly supporting companies with IT strategic initiatives such as designing the IT framework for technology departments as well as leading implementations of ERPs and systems.
Mike Brand
CPA, CGMA
Mike Brand is a member at BMSS Advisors & CPAs. The immediate past chair of the Alabama Society of CPAs Board of Directors, Mike also serves as the co-chair of the AICPA's ENGAGE conference, is a member of the AICPAs PCPS Technical Issues Committee, and serves on the Accounting Advisory Council for the University of North Alabama. Mike has served the AICPA as a member of the Accounting Review Services Committee, Professional Ethics Executive Committee, Peer Review Board, Joint Trial Board and Quality Control Standards Task Force. Additionally, Mike teaches continuing education classes across the country for state societies and individual firms and has received the AICPA’s Outstanding Discussion Leader Award multiple times along with the ASCPA’s Thomas A. Ratcliffe Outstanding Discussion Leader Award. Mike holds a B.S. in Accounting from the University of North Alabama.
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